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Updated: 53 min 1 sec ago

Marcel Miller (clone of authorised firm)

Wed, 10/17/2018 - 11:54
Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this ‘clone firm’. 

Padmar Investments Limited (clone of authorised firm)

Wed, 10/17/2018 - 09:25
Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this ‘clone firm’. 

Cullen Price Group

Tue, 10/16/2018 - 16:04
We believe this firm has been providing financial services or products in the UK without our authorisation. Find out why to be especially wary of dealing with this unauthorised firm and how to protect yourself from scammers.

Trust and ethics – a regulator’s perspective

Tue, 10/16/2018 - 13:43
Speech by Andrew Bailey, Chief Executive of the FCA, delivered at the launch of the St Mary’s University School of Business and Society, London.

Unicominsurance.net (clone)

Tue, 10/16/2018 - 11:10
Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this ‘clone firm’. 

FCA confirms greater access for SMEs to the Financial Ombudsman Service

Tue, 10/16/2018 - 09:53
The Financial Conduct Authority (FCA) has today confirmed plans to extend access to the Financial Ombudsman Service (‘the ombudsman service’) to more small and medium-sized enterprises (SMEs).

FCA opens a discussion on the impact of climate change and green finance on financial services

Mon, 10/15/2018 - 10:18
The Financial Conduct Authority (FCA) has today published a Discussion Paper on climate change and green finance.

Capital Assets UK (Asset Management) (clone of FCA authorised firm)

Fri, 10/12/2018 - 17:23
Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this ‘clone firm’. 

Deutsche Capital Management Ltd (clone of EEA authorised firm)

Fri, 10/12/2018 - 14:23
Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this ‘clone firm’. 

Gerber and Partners

Thu, 10/11/2018 - 16:06
We believe this firm has been providing financial services or products in the UK without our authorisation. Find out why to be especially wary of dealing with this unauthorised firm and how to protect yourself from scammers.

DTX Markets

Wed, 10/10/2018 - 14:12
We believe this firm has been providing financial services or products in the UK without our authorisation. Find out why to be especially wary of dealing with this unauthorised firm and how to protect yourself from scammers.

The FCA consults on its approach ahead of the UK’s exit from the EU

Wed, 10/10/2018 - 10:00
The Financial Conduct Authority (FCA) today published two consultation papers, setting out its proposals in the event the UK leaves the European Union on 29 March 2019 without an implementation period.  It also set out its approach to the regulation of Credit Ratings Agencies, Trade Repositories and Data Reporting Services Providers.

Registering as a credit rating agency

Wed, 10/10/2018 - 09:55
When the UK leaves the EU, the FCA will become the UK regulator of credit rating agencies.

Registering as a trade repository

Wed, 10/10/2018 - 09:55
When the UK leaves the EU, the FCA will become the UK regulator of trade repositories.

Temporary authorisation regime for data reporting services providers (DRSPs)

Wed, 10/10/2018 - 09:55
On 5 October 2018 the Treasury published a draft of the Markets in Financial Instruments (Amendment) (EU Exit) Regulations 2018. This SI makes provision for temporary authorisations  for MIFID authorised EEA DRSPs to provide a data reporting service in the UK for a limited period after exit day, in the event there is no implementation period from the end of March 2019.

The importance of international co-operation

Tue, 10/09/2018 - 09:01
Speech by Megan Butler, Executive Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered at The Pan Asian Regulatory Summit 2018, Hong Kong.

Linda Woodall

Mon, 10/08/2018 - 16:27
Andrew Bailey, FCA Chief Executive, offers his condolences to the family of Linda Woodall, former Director at the FCA, who passed away in September and provides a point of contact for those wishing to leave tributes.

Digital Worldwide OU t/a Royal CFDs

Mon, 10/08/2018 - 14:42
We believe this firm has been providing financial services or products in the UK without our authorisation. Find out why to be especially wary of dealing with this unauthorised firm and how to protect yourself from scammers.

FCA and SFC sign MoU on United Kingdom-Hong Kong Mutual Recognition of Funds

Mon, 10/08/2018 - 10:33
The Financial Conduct Authority (FCA) and the Securities and Futures Commission (SFC) have entered into a Memorandum of Understanding on Mutual Recognition of Funds (MoU), which will allow eligible Hong Kong public funds and United Kingdom retail funds to be distributed in each other’s market through a streamlined process.

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